Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Carl Schroyer | 3176240 | 1 | 10/17/2016 | Customer Dispute | Denied | $6,172.83 | $0.00 | See FINRA Report |
| Daniel John Nowak | 1941545 | 5 | 12/16/2015 | Customer Dispute | Denied | $2,400,000.00 | $0.00 | See FINRA Report |
| Richard Farrel Coates | 2802915 | 1 | 06/30/2015 | Customer Dispute | Denied | $5,114.30 | $0.00 | See FINRA Report |
| Thomas Blackwell West | 2730225 | 1 | 04/01/2015 | Customer Dispute | Denied | $38,211.00 | $0.00 | See FINRA Report |
| Daniel R Biggers | 5128052 | 1 | 03/19/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodney Dwayne Jones | 2936674 | 2 | 02/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kim Baughman Short | 4565902 | 4 | 07/25/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dawn Marie Evans | 2255281 | 1 | 06/10/2014 | Customer Dispute | Denied | $31,345.60 | $0.00 | See FINRA Report |
| Shirley Cynthia Haynes | 2845224 | 1 | 06/02/2014 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Rodney Dwayne Jones | 2936674 | 2 | 04/16/2014 | Customer Dispute | Denied | $10,993.90 | $0.00 | See FINRA Report |