Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Valdes | 3059653 | 2 | 04/03/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| William Kevin Hanner | 1776263 | 1 | 03/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Lopez | 2949340 | 1 | 03/19/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Steven George Bentley | 5893915 | 2 | 03/11/2020 | Customer Dispute | Denied | $8,100.00 | $0.00 | See FINRA Report |
| Nahed Anani Alsous | 4662887 | 1 | 01/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Watkins Davis | 1184883 | 1 | 10/31/2019 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| Jermaine Montre Taylor | 3076240 | 1 | 04/10/2019 | Customer Dispute | Denied | $24,508.90 | $0.00 | See FINRA Report |
| Lee Roy Cox | 2759798 | 1 | 12/17/2018 | Customer Dispute | Denied | $11,549.20 | $0.00 | See FINRA Report |
| Rodney Dale Smith | 4343228 | 2 | 08/24/2018 | Customer Dispute | Settled | $10,286.00 | $0.00 | See FINRA Report |
| Ryan Curtis Wehr | 4492467 | 1 | 08/23/2018 | Customer Dispute | Settled | $7,300.00 | $0.00 | See FINRA Report |