Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gamaliel Michaud | 2689719 | 3 | 04/16/2008 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| John Milton Newton | 1020151 | 1 | 01/07/2008 | Customer Dispute | Settled | $419,566.00 | $0.00 | See FINRA Report |
| Thomas Patrick Dennig | 4269253 | 1 | 12/13/2007 | Customer Dispute | Denied | $6,406.67 | $0.00 | See FINRA Report |
| David William Dykstra | 2846762 | 1 | 11/21/2007 | Customer Dispute | Denied | $5,696.00 | $0.00 | See FINRA Report |
| Richard F Disberger | 2312969 | 2 | 09/07/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Charles Cole | 1150120 | 2 | 05/08/2006 | Customer Dispute | Settled | $15,052.40 | $0.00 | See FINRA Report |
| Kevin Charles Cole | 1150120 | 2 | 03/28/2006 | Customer Dispute | Settled | $5,532.00 | $0.00 | See FINRA Report |
| John Lewis Joy | 3066252 | 2 | 02/24/2006 | Customer Dispute | Denied | $14,663.00 | $0.00 | See FINRA Report |
| Tara Claudine Prindible | 4656634 | 1 | 02/23/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Coleman Mills | 2623307 | 3 | 09/29/2004 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |