Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Izuka Wilfred Nwuli | 6304720 | 1 | 03/07/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee W Lakey | 6345253 | 1 | 12/09/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman C Merlet | 5523607 | 1 | 06/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kira Hill | 5440669 | 2 | 10/29/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis Clemente Rich | 6732007 | 2 | 07/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence John Steele | 4502553 | 1 | 09/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amber Kristen Girtman Jones | 4623375 | 1 | 10/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Ryan Oestreicher | 5077320 | 2 | 04/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mimi Hodac | 5500602 | 1 | 04/03/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christy Lynn McCarthy | 3126621 | 1 | 04/20/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |