Our Staff has compiled our research into a database of FINRA Broker Disclosures for Siebert Williams Shank & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Gabriel Cisneros | 5948414 | 1 | 12/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Claude Bernard Seide | 3196432 | 1 | 03/21/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |