Our Staff has compiled our research into a database of FINRA Broker Disclosures for Siebert Williams Shank & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marvin Anthony Calpin | 2770789 | 3 | 08/04/1999 | Customer Dispute | Denied | $33,631.90 | $0.00 | See FINRA Report |