Our Staff has compiled our research into a database of FINRA Broker Disclosures for IBN Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Angelo Blando | 1505781 | 3 | 01/24/2007 | Customer Dispute | Settled | $5,606.57 | $0.00 | See FINRA Report |
Harold Lloyd Wiemeier | 1372893 | 7 | 01/16/2007 | Customer Dispute | Award / Judgment | $99,121.60 | $45,000.00 | See FINRA Report |
Harold Lloyd Wiemeier | 1372893 | 7 | 10/27/2006 | Customer Dispute | Denied | $52,835.60 | $0.00 | See FINRA Report |
Joseph Angelo Blando | 1505781 | 3 | 09/14/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Dagosta | 1903105 | 9 | 04/27/2006 | Customer Dispute | Denied | $9,831.06 | $0.00 | See FINRA Report |
Harold Lloyd Wiemeier | 1372893 | 7 | 02/16/2006 | Customer Dispute | Denied | $6,713.33 | $0.00 | See FINRA Report |
Mark Jonathan Mahshie | 1028856 | 3 | 02/02/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Devan Piccone | 6488141 | 1 | 11/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Susan Mary Lohmiller | 4280888 | 1 | 01/06/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Bart Steven Kaplow | 264208 | 4 | 01/05/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |