Our Staff has compiled our research into a database of FINRA Broker Disclosures for G.W. Sherwold Associates, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gary William Sherwold | 1353782 | 6 | 08/10/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Gary William Sherwold | 1353782 | 6 | 11/12/2012 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Gary William Sherwold | 1353782 | 6 | 10/07/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Gary William Sherwold | 1353782 | 6 | 12/07/1994 | Customer Dispute | Settled | $37,117.00 | $0.00 | See FINRA Report |