Our Staff has compiled our research into a database of FINRA Broker Disclosures for G.W. Sherwold Associates, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary William Sherwold | 1353782 | 6 | 08/10/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gary William Sherwold | 1353782 | 6 | 08/12/2015 | Customer Dispute | Closed-No Action | $434,353.00 | $0.00 | See FINRA Report |
| Gary William Sherwold | 1353782 | 6 | 11/12/2012 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gary William Sherwold | 1353782 | 6 | 10/07/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gary William Sherwold | 1353782 | 6 | 07/02/2002 | Customer Dispute | Closed-No Action | $15,992.00 | $0.00 | See FINRA Report |
| Gary William Sherwold | 1353782 | 6 | 12/07/1994 | Customer Dispute | Settled | $37,117.00 | $0.00 | See FINRA Report |
| Adam Robert Devone | 1506645 | 1 | 10/26/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |