Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sunbelt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Joseph Smetek | 1052695 | 3 | 07/02/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Smetek | 1052695 | 3 | 05/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Buckley | 1563361 | 2 | 02/08/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony George Saab | 408501 | 2 | 04/13/1995 | Customer Dispute | Award / Judgment | $300,000.00 | $82,573.00 | See FINRA Report |
| Patrick Joseph Smetek | 1052695 | 3 | 01/12/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Buckley | 1563361 | 2 | 01/12/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 10/21/1993 | Customer Dispute | Settled | $22,065.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 10/21/1993 | Customer Dispute | Settled | $18,014.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 10/21/1993 | Customer Dispute | Settled | $58,350.00 | $0.00 | See FINRA Report |
| Gregory Lane Williamson | 727192 | 2 | 02/12/1993 | Customer Dispute | Award / Judgment | $609,000.00 | $180,000.00 | See FINRA Report |