Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sunbelt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Elmer Fleckenstein | 1790867 | 13 | 10/20/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 08/29/2003 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 11/04/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 09/12/2002 | Customer Dispute | Settled | $103,500.00 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 09/10/2002 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Edward Michael Milkie | 871257 | 7 | 04/26/2002 | Customer Dispute | Settled | $125,374.00 | $0.00 | See FINRA Report |
| Raymond Joseph Miller | 856248 | 1 | 02/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Michael Milkie | 871257 | 7 | 12/01/2000 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Chretien | 2685676 | 2 | 05/19/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Chretien | 2685676 | 2 | 05/06/1998 | Customer Dispute | Withdrawn | $40,000,000.00 | $0.00 | See FINRA Report |