Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sunbelt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Christopher Husby | 3045217 | 2 | 02/21/2006 | Customer Dispute | Denied | $7,671.00 | $0.00 | See FINRA Report |
| Phillip Lee Elliott | 1410115 | 3 | 07/27/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Lee Elliott | 1410115 | 3 | 04/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 03/21/2005 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Kerry Mark Rigdon | 1294148 | 2 | 01/10/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Mark Rigdon | 1294148 | 2 | 09/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 06/18/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cecil Bailey Byers | 809253 | 4 | 04/27/2004 | Customer Dispute | Settled | $16,279.00 | $0.00 | See FINRA Report |
| John Christopher Husby | 3045217 | 2 | 04/27/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack Edward Hirschman | 5170636 | 1 | 04/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |