Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sunbelt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Elmer Fleckenstein | 1790867 | 13 | 03/12/2010 | Customer Dispute | Denied | $31,067.60 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 03/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 09/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 02/25/2009 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bradley Frank Lakner | 4167521 | 3 | 02/19/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Melvin Saul Jacobs | 1361940 | 2 | 11/06/2008 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Shelley Camille Morrison-Phelps | 2142324 | 3 | 10/15/2008 | Customer Dispute | Denied | $23,311.20 | $0.00 | See FINRA Report |
| Kelly Brian Reavis | 2877578 | 2 | 02/21/2008 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| Belinda Gail Aucoin | 1756536 | 1 | 11/06/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Lee Elliott | 1410115 | 3 | 09/21/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |