Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sunbelt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Michael Milkie | 871257 | 7 | 09/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shelley Camille Morrison-Phelps | 2142324 | 3 | 03/22/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Michael Milkie | 871257 | 7 | 10/31/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Shelley Camille Morrison-Phelps | 2142324 | 3 | 08/09/2011 | Customer Dispute | Denied | $4,906.67 | $0.00 | See FINRA Report |
| Edward Michael Milkie | 871257 | 7 | 06/14/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jeanine Marie Fisher | 728177 | 1 | 03/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelly Brian Reavis | 2877578 | 2 | 11/03/2010 | Customer Dispute | Closed-No Action | $1,500,000.00 | $0.00 | See FINRA Report |
| John Elmer Fleckenstein | 1790867 | 13 | 07/15/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Bradley Frank Lakner | 4167521 | 3 | 07/07/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Elmer Fleckenstein | 1790867 | 13 | 06/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |