Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sunbelt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Joseph Smetek | 1052695 | 3 | 05/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Buckley | 1563361 | 2 | 02/08/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 10/21/1993 | Customer Dispute | Settled | $22,065.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 10/21/1993 | Customer Dispute | Settled | $18,014.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 10/21/1993 | Customer Dispute | Settled | $58,350.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 08/06/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 03/30/1992 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 01/27/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 07/25/1991 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Marty Harari | 236619 | 12 | 03/08/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |