Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Morse McQueen | 3063998 | 3 | 09/26/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Michael Krug | 852463 | 2 | 08/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Katherine Anne Praydick-Meo | 1866321 | 6 | 07/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John Joseph Meo | 1415094 | 4 | 07/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Alan Gielau | 2378363 | 11 | 06/10/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Morse McQueen | 3063998 | 3 | 05/22/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Charlie Robert Arrington | 2197683 | 10 | 02/27/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Charlie Robert Arrington | 2197683 | 10 | 01/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Lawrence Douglas Conway | 1029027 | 5 | 12/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Alan Gielau | 2378363 | 11 | 12/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |