Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Francis Fosbre | 2389064 | 7 | 02/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
James Francis Fosbre | 2389064 | 7 | 02/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Francis Fosbre | 2389064 | 7 | 01/14/2016 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
Katherine Anne Praydick-Meo | 1866321 | 6 | 12/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Joseph Meo | 1415094 | 4 | 12/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott Alan Szatkowski | 1944017 | 4 | 12/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Morton Jay Simon | 1008469 | 1 | 11/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Alvin Rush | 815539 | 2 | 09/15/2015 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
Charlie Robert Arrington | 2197683 | 10 | 08/04/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas Patrick Reim | 2206309 | 2 | 07/17/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |