Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph John Semion | 1293462 | 2 | 09/20/2016 | Customer Dispute | Denied | $14,070.60 | $0.00 | See FINRA Report |
Alvin Rush | 815539 | 2 | 09/06/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Scott Alan Szatkowski | 1944017 | 4 | 08/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Emmett Charles Peck | 3052579 | 3 | 07/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Edwin V Munson | 4053606 | 1 | 06/07/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Stephen Hinant Hecker | 821625 | 2 | 06/03/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Katherine Anne Praydick-Meo | 1866321 | 6 | 04/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Richard Pintaric | 724808 | 2 | 04/01/2016 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
John Joseph Meo | 1415094 | 4 | 04/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Martin Alexander Troiani | 5780268 | 1 | 02/23/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |