Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Joseph Meo | 1415094 | 4 | 05/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Matthew George Obrien | 836764 | 2 | 04/29/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Matthew George Obrien | 836764 | 2 | 04/29/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Lauren Ann Gidley | 1951920 | 6 | 01/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
William Richard Pintaric | 724808 | 2 | 12/19/2016 | Customer Dispute | Settled | $828,583.00 | $0.00 | See FINRA Report |
Katherine Anne Praydick-Meo | 1866321 | 6 | 11/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph John Semion | 1293462 | 2 | 09/20/2016 | Customer Dispute | Denied | $14,070.60 | $0.00 | See FINRA Report |
Alvin Rush | 815539 | 2 | 09/06/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Emmett Charles Peck | 3052579 | 3 | 07/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Edwin V Munson | 4053606 | 1 | 06/07/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |