Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Chad Ian Colpitts | 4893990 | 2 | 04/12/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lawrence Douglas Conway | 1029027 | 5 | 11/29/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas William Autore | 1040046 | 1 | 08/29/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lauren Ann Gidley | 1951920 | 6 | 04/07/1994 | Customer Dispute | Settled | $19,087.00 | $0.00 | See FINRA Report |
Daniel Allen Dague | 2397866 | 4 | 03/14/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charles Lloyd Gorenberg | 1284665 | 1 | 01/01/1994 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See FINRA Report |
Mitchell Howard Hirsch | 1147538 | 5 | 10/21/1993 | Customer Dispute | Settled | $27,450.00 | $0.00 | See FINRA Report |
Daniel Allen Dague | 2397866 | 4 | 09/28/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stanley James Katz | 1165148 | 2 | 08/01/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Richard Joseph Pankowski | 725933 | 5 | 01/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |