Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott Roy Lindstrom | 1844155 | 2 | 01/21/2000 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
Pauline Teresa Serfass | 1561590 | 6 | 12/22/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jim Bryan Pulley | 2641009 | 1 | 06/30/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Mitchell Howard Hirsch | 1147538 | 5 | 03/31/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
Pauline Teresa Serfass | 1561590 | 6 | 01/30/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Jay Markovich | 1179288 | 2 | 10/15/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
David Grant McKnight | 2051705 | 1 | 06/02/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Jay Markovich | 1179288 | 2 | 05/08/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Daniel Allen Dague | 2397866 | 4 | 04/01/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Lauren Ann Gidley | 1951920 | 6 | 03/06/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |