Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lauren Ann Gidley | 1951920 | 6 | 06/18/2002 | Customer Dispute | Settled | $424,382.00 | $0.00 | See FINRA Report |
| Thomas John Berish | 1159114 | 1 | 05/06/2002 | Customer Dispute | Withdrawn | $29,174.00 | $0.00 | See FINRA Report |
| Ross Floyd Hoffman | 803445 | 3 | 09/19/2001 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Kelly Gene Burke | 2768537 | 2 | 06/27/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Pauline Teresa Serfass | 1561590 | 6 | 06/14/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pauline Teresa Serfass | 1561590 | 6 | 06/01/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitch Lee Whitenack | 4794021 | 3 | 01/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pauline Teresa Serfass | 1561590 | 6 | 12/01/2000 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Pauline Teresa Serfass | 1561590 | 6 | 03/30/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lauren Ann Gidley | 1951920 | 6 | 03/10/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |