Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kent Edward Barber | 1112344 | 3 | 02/01/2006 | Customer Dispute | Settled | $142,435.00 | $0.00 | See FINRA Report |
Todd Clinton Wirick | 2229990 | 5 | 10/24/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kent Edward Barber | 1112344 | 3 | 07/18/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Joseph Patrick Callahan | 1817853 | 3 | 06/14/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Dave Alan Dayler | 2640614 | 1 | 02/15/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Wayne Miller | 1636304 | 4 | 11/09/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kenneth Wayne Miller | 1636304 | 4 | 11/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kent Edward Barber | 1112344 | 3 | 09/01/2004 | Customer Dispute | Settled | $1,710,430.00 | $0.00 | See FINRA Report |
Lauren Ann Gidley | 1951920 | 6 | 06/23/2004 | Customer Dispute | Settled | $17,975.00 | $0.00 | See FINRA Report |
Mitchell Howard Hirsch | 1147538 | 5 | 01/13/2004 | Customer Dispute | Denied | $106,000.00 | $0.00 | See FINRA Report |