Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Emmett Charles Peck | 3052579 | 3 | 12/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeffrey Alan Gielau | 2378363 | 11 | 11/05/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
Michael Steven Briggs | 1959453 | 2 | 09/09/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charlie Robert Arrington | 2197683 | 10 | 08/26/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charlie Robert Arrington | 2197683 | 10 | 08/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Charlie Robert Arrington | 2197683 | 10 | 08/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Charlie Robert Arrington | 2197683 | 10 | 08/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Kenneth Wayne Miller | 1636304 | 4 | 06/04/2008 | Customer Dispute | Settled | $15,023.00 | $0.00 | See FINRA Report |
Michael Bustamante Loberiza | 2974616 | 5 | 02/20/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Lee Krumholz | 1977128 | 2 | 10/09/2007 | Customer Dispute | Settled | $160,750.00 | $0.00 | See FINRA Report |