Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Gielau | 2378363 | 11 | 09/11/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph M Dittoe | 1219384 | 1 | 07/13/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Christopher David Carey | 1507533 | 1 | 07/13/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Gielau | 2378363 | 11 | 07/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Alan Gielau | 2378363 | 11 | 07/06/2009 | Customer Dispute | Settled | $120,957.00 | $0.00 | See FINRA Report |
| Todd Clinton Wirick | 2229990 | 5 | 03/20/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Alan Gielau | 2378363 | 11 | 03/13/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Lyn Lattanzio | 2840081 | 3 | 02/12/2009 | Customer Dispute | Denied | $61,466.30 | $0.00 | See FINRA Report |
| Thomas Patrick Reim | 2206309 | 2 | 01/21/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Pankowski | 725933 | 5 | 01/06/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |