Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Michael Krug | 852463 | 2 | 08/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Charlie Robert Arrington | 2197683 | 10 | 01/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Joseph M Dittoe | 1219384 | 1 | 07/13/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Christopher David Carey | 1507533 | 1 | 07/13/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Jeffrey Alan Gielau | 2378363 | 11 | 07/06/2009 | Customer Dispute | Settled | $120,957.00 | $0.00 | See FINRA Report |
Kenneth Wayne Miller | 1636304 | 4 | 06/04/2008 | Customer Dispute | Settled | $15,023.00 | $0.00 | See FINRA Report |
Michael Lee Krumholz | 1977128 | 2 | 10/09/2007 | Customer Dispute | Settled | $160,750.00 | $0.00 | See FINRA Report |
Stanley James Katz | 1165148 | 2 | 04/11/2006 | Customer Dispute | Settled | $98,741.50 | $0.00 | See FINRA Report |
David Michael Krug | 852463 | 2 | 03/31/2006 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
Kent Edward Barber | 1112344 | 3 | 02/01/2006 | Customer Dispute | Settled | $142,435.00 | $0.00 | See FINRA Report |