Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lawrence Douglas Conway | 1029027 | 5 | 12/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Steven Briggs | 1959453 | 2 | 07/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charlie Robert Arrington | 2197683 | 10 | 06/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Bustamante Loberiza | 2974616 | 5 | 03/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Bustamante Loberiza | 2974616 | 5 | 08/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lawrence Douglas Conway | 1029027 | 5 | 06/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charlie Robert Arrington | 2197683 | 10 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Bustamante Loberiza | 2974616 | 5 | 11/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Morse McQueen | 3063998 | 3 | 09/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charlie Robert Arrington | 2197683 | 10 | 09/16/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |