Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Lee Krumholz | 1977128 | 2 | 04/02/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Jeffrey Alan Gielau | 2378363 | 11 | 12/22/2023 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
Stephen Hinant Hecker | 821625 | 2 | 11/20/2023 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
Ross Floyd Hoffman | 803445 | 3 | 06/26/2023 | Customer Dispute | Pending | $637,000.00 | $0.00 | See FINRA Report |
Jeffrey Alan Gielau | 2378363 | 11 | 12/29/2022 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
Nancy Ilene Hecht | 1217854 | 1 | 12/19/2022 | Customer Dispute | Pending | $68,000.00 | $0.00 | See FINRA Report |
Michael Girard Deluca | 4428054 | 2 | 12/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jamie Granville Hargrave | 3006122 | 1 | 09/26/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Joel Keith Propst | 2029338 | 1 | 04/22/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Mitchell Howard Hirsch | 1147538 | 5 | 10/29/2021 | Customer Dispute | Final | $1,000,000.00 | $0.00 | See FINRA Report |