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FINRA Broker Disclosures for Fortune Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fortune Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 174 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Lee Krumholz1977128204/02/2024Customer DisputePending$5,000.00$0.00See FINRA Report
Jeffrey Alan Gielau23783631112/22/2023Customer DisputeDenied$55,000.00$0.00See FINRA Report
Stephen Hinant Hecker821625211/20/2023Customer DisputeSettled$55,000.00$0.00See FINRA Report
Ross Floyd Hoffman803445306/26/2023Customer DisputePending$637,000.00$0.00See FINRA Report
Jeffrey Alan Gielau23783631112/29/2022Customer DisputeDenied$1,000,000.00$0.00See FINRA Report
Nancy Ilene Hecht1217854112/19/2022Customer DisputePending$68,000.00$0.00See FINRA Report
Michael Girard Deluca4428054212/06/2022RegulatoryFinal$0.00$0.00See FINRA Report
Jamie Granville Hargrave3006122109/26/2022Customer DisputePending$5,000.00$0.00See FINRA Report
Joel Keith Propst2029338104/22/2022Customer DisputeSettled$5,000.00$0.00See FINRA Report
Mitchell Howard Hirsch1147538510/29/2021Customer DisputeFinal$1,000,000.00$0.00See FINRA Report

174 Results

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