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FINRA Broker Disclosures for Cuso Financial Services, L.P.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 157 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Timothy Pester2643077305/28/2014Customer DisputeSettled$8,300.00$0.00See FINRA Report
Cedric Levye5495885211/18/2013Judgment / Lien$0.00$0.00See FINRA Report
Robert Lynn Hargrove2067000409/09/2013Customer DisputeDenied$82,000.00$0.00See FINRA Report
Matthew Edward Lee2100782107/31/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
John Guenther Haller4160488107/29/2013Customer DisputeSettled$6,397.43$0.00See FINRA Report
Robert Lynn Hargrove2067000406/12/2013Customer DisputeDenied$70,201.40$0.00See FINRA Report
Jonathon James Allen2329509106/11/2013Customer DisputeSettled$858,036.00$0.00See FINRA Report
Lester John de Peralta4530043101/09/2013Customer DisputeDenied$54,679.20$0.00See FINRA Report
Jonathan Stroup2268277111/02/2012Judgment / Lien$0.00$0.00See FINRA Report
Charles Day Lutz3139350103/16/2012Customer DisputeSettled$34,961.00$0.00See FINRA Report

157 Results

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