Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Jason Young | 6031796 | 1 | 02/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Craig Welch | 3060732 | 1 | 01/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Vincent Michael Nerone | 2791045 | 2 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Patrick Infante | 2660297 | 3 | 11/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Hector Frank Siqueiros | 2743196 | 2 | 10/01/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Jason Stephen Morrow | 4132163 | 1 | 09/29/2014 | Customer Dispute | Denied | $9,234.07 | $0.00 | See FINRA Report |
Brian Clarke Gates | 2376972 | 6 | 08/20/2014 | Customer Dispute | Denied | $8,666.40 | $0.00 | See FINRA Report |
Robert Lynn Hargrove | 2067000 | 4 | 08/15/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Chase Naccarato | 6859373 | 1 | 06/06/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Felix Alberto Bartolomei | 2813477 | 16 | 05/28/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |