Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik Edward Waldron | 2463357 | 1 | 08/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna Panton Jackson | 2459647 | 5 | 07/11/2016 | Customer Dispute | Settled | $13,200.00 | $0.00 | See FINRA Report |
| Felix Alberto Bartolomei | 2813477 | 16 | 06/16/2016 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Helmut Garcia | 5203683 | 1 | 06/10/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Felix Alberto Bartolomei | 2813477 | 16 | 03/09/2016 | Customer Dispute | Award / Judgment | $400,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Dierksheide | 5927331 | 1 | 02/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Felix Alberto Bartolomei | 2813477 | 16 | 02/23/2016 | Customer Dispute | Settled | $243,000.00 | $0.00 | See FINRA Report |
| James David Armer | 5546609 | 5 | 08/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Kent Thompson | 5362461 | 3 | 06/08/2015 | Customer Dispute | Denied | $10,671.40 | $0.00 | See FINRA Report |
| Felix Alberto Bartolomei | 2813477 | 16 | 03/12/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |