Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Kent Thompson | 5362461 | 3 | 01/02/2019 | Customer Dispute | Settled | $10,260.00 | $0.00 | See FINRA Report |
| David Joe Valdez | 6317565 | 2 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Armer | 5546609 | 5 | 12/07/2018 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jordan Michael Palmer | 6724238 | 2 | 11/26/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jordan Michael Palmer | 6724238 | 2 | 11/26/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Felix Alberto Bartolomei | 2813477 | 16 | 11/16/2018 | Customer Dispute | Settled | $532,015.00 | $0.00 | See FINRA Report |
| Ramon Baez | 6974986 | 1 | 10/11/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brodey Geiger | 7593165 | 1 | 09/15/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Delmer Smith | 2748975 | 1 | 09/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cameron Edward Wharton | 7005838 | 1 | 08/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |