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FINRA Broker Disclosures for Cuso Financial Services, L.P.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.

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Displaying 141-150 out of 157 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Earl Long1198708105/05/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
Brian Yukio Horiuchi1746252101/02/2001Customer DisputeSettled$6,400.00$0.00See FINRA Report
Peter John Lynch2484174111/07/2000Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Christina Ranae Schwind5717811103/14/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Timothy Edward Bowles2116589101/04/1999Customer DisputeSettled$6,500.00$0.00See FINRA Report
Lance Robert Terry7555368108/03/1997CriminalFinal Disposition$0.00$0.00See FINRA Report
Malcolm Charles Beard5573195204/14/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert William Bayliff2142875111/04/1993Customer DisputeAward / Judgment$9,500.00$4,750.00See FINRA Report
Reed Theodore Johnson1833316204/23/1993Employment Separation After Allegations$0.00$0.00See FINRA Report
Christian Gabriel Taylor5462381109/19/1991CriminalFinal Disposition$0.00$0.00See FINRA Report

157 Results

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