Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Earl Long | 1198708 | 1 | 05/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brian Yukio Horiuchi | 1746252 | 1 | 01/02/2001 | Customer Dispute | Settled | $6,400.00 | $0.00 | See FINRA Report |
Peter John Lynch | 2484174 | 1 | 11/07/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Christina Ranae Schwind | 5717811 | 1 | 03/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy Edward Bowles | 2116589 | 1 | 01/04/1999 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
Lance Robert Terry | 7555368 | 1 | 08/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Malcolm Charles Beard | 5573195 | 2 | 04/14/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert William Bayliff | 2142875 | 1 | 11/04/1993 | Customer Dispute | Award / Judgment | $9,500.00 | $4,750.00 | See FINRA Report |
Reed Theodore Johnson | 1833316 | 2 | 04/23/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Christian Gabriel Taylor | 5462381 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |