Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Robert Herron | 4133272 | 1 | 04/01/2005 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Jane Elizabeth Krueger | 1049319 | 2 | 02/23/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Leroy Friday | 2807930 | 2 | 12/29/2004 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Theodore Thomas Paprocki | 4540079 | 1 | 07/01/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Hector Frank Siqueiros | 2743196 | 2 | 04/12/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Pester | 2643077 | 3 | 12/02/2003 | Customer Dispute | Denied | $6,183.89 | $0.00 | See FINRA Report |
| Lopez Duane Davis | 1299827 | 2 | 11/13/2003 | Customer Dispute | Denied | $62,690.00 | $0.00 | See FINRA Report |
| Bruce Allen Joseph | 4588853 | 2 | 10/21/2003 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |
| Brian Clarke Gates | 2376972 | 6 | 09/10/2003 | Customer Dispute | Settled | $19,319.50 | $0.00 | See FINRA Report |
| Michael Ross Garner | 6225823 | 1 | 09/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |