Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donna Panton Jackson | 2459647 | 5 | 06/03/2008 | Customer Dispute | Settled | $70,355.00 | $0.00 | See FINRA Report |
| Alice Haneman | 7175772 | 1 | 05/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Bernabe | 4879398 | 1 | 09/27/2007 | Customer Dispute | Denied | $402,732.00 | $0.00 | See FINRA Report |
| Thomas James Howell | 2230872 | 1 | 08/07/2007 | Customer Dispute | Denied | $22,014.40 | $0.00 | See FINRA Report |
| Amanda Sue van Schaik | 4254511 | 1 | 04/20/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Panton Jackson | 2459647 | 5 | 11/01/2006 | Customer Dispute | Settled | $12,201.60 | $0.00 | See FINRA Report |
| James Pender | 2959899 | 1 | 02/15/2006 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Michael William Alexander | 1956648 | 1 | 10/19/2005 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John Leroy Friday | 2807930 | 2 | 07/07/2005 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Andrew Michael Lawrence | 4703567 | 1 | 05/02/2005 | Customer Dispute | Denied | $5,740.00 | $0.00 | See FINRA Report |