Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Layne McFarland | 5996548 | 1 | 01/25/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thoeurn Indy | 2953101 | 1 | 10/19/2011 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Richard Cole | 4625843 | 1 | 10/06/2011 | Customer Dispute | Settled | $11,066.20 | $0.00 | See FINRA Report |
| Laura Elaine Banasiewicz | 1391387 | 1 | 09/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Stultz | 5211097 | 1 | 08/19/2011 | Customer Dispute | Denied | $7,991.10 | $0.00 | See FINRA Report |
| Mark Allen Fitzmorris | 3052621 | 1 | 06/25/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lynn Hargrove | 2067000 | 4 | 05/17/2010 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Ann J Wilson | 2096053 | 1 | 04/26/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Reed Theodore Johnson | 1833316 | 2 | 03/15/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sebastien Tomescu | 7214173 | 1 | 10/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |