Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Leroy Friday | 2807930 | 2 | 12/29/2004 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
Bruce Allen Joseph | 4588853 | 2 | 10/21/2003 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |
Brian Clarke Gates | 2376972 | 6 | 09/10/2003 | Customer Dispute | Settled | $19,319.50 | $0.00 | See FINRA Report |
Brian Clarke Gates | 2376972 | 6 | 10/04/2002 | Customer Dispute | Settled | $21,200.00 | $0.00 | See FINRA Report |
Jason Dean Mlynarek | 3203083 | 1 | 07/18/2002 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
Vincent Michael Nerone | 2791045 | 2 | 08/08/2001 | Customer Dispute | Settled | $122,000.00 | $0.00 | See FINRA Report |
Brian Yukio Horiuchi | 1746252 | 1 | 01/02/2001 | Customer Dispute | Settled | $6,400.00 | $0.00 | See FINRA Report |
Timothy Edward Bowles | 2116589 | 1 | 01/04/1999 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |