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FINRA Broker Disclosures for Cuso Financial Services, L.P.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.

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Displaying 31-38 out of 38 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Leroy Friday2807930212/29/2004Customer DisputeSettled$7,000.00$0.00See FINRA Report
Bruce Allen Joseph4588853210/21/2003Customer DisputeSettled$96,000.00$0.00See FINRA Report
Brian Clarke Gates2376972609/10/2003Customer DisputeSettled$19,319.50$0.00See FINRA Report
Brian Clarke Gates2376972610/04/2002Customer DisputeSettled$21,200.00$0.00See FINRA Report
Jason Dean Mlynarek3203083107/18/2002Customer DisputeSettled$22,000.00$0.00See FINRA Report
Vincent Michael Nerone2791045208/08/2001Customer DisputeSettled$122,000.00$0.00See FINRA Report
Brian Yukio Horiuchi1746252101/02/2001Customer DisputeSettled$6,400.00$0.00See FINRA Report
Timothy Edward Bowles2116589101/04/1999Customer DisputeSettled$6,500.00$0.00See FINRA Report

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