Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Pester | 2643077 | 3 | 05/28/2014 | Customer Dispute | Settled | $8,300.00 | $0.00 | See FINRA Report |
| John Guenther Haller | 4160488 | 1 | 07/29/2013 | Customer Dispute | Settled | $6,397.43 | $0.00 | See FINRA Report |
| Jonathon James Allen | 2329509 | 1 | 06/11/2013 | Customer Dispute | Settled | $858,036.00 | $0.00 | See FINRA Report |
| Charles Day Lutz | 3139350 | 1 | 03/16/2012 | Customer Dispute | Settled | $34,961.00 | $0.00 | See FINRA Report |
| Richard Cole | 4625843 | 1 | 10/06/2011 | Customer Dispute | Settled | $11,066.20 | $0.00 | See FINRA Report |
| Bruce Allen Joseph | 4588853 | 2 | 05/26/2009 | Customer Dispute | Settled | $28,151.20 | $0.00 | See FINRA Report |
| Chinhak C Pak | 3140859 | 1 | 01/05/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donna Panton Jackson | 2459647 | 5 | 06/03/2008 | Customer Dispute | Settled | $70,355.00 | $0.00 | See FINRA Report |
| Donna Panton Jackson | 2459647 | 5 | 11/01/2006 | Customer Dispute | Settled | $12,201.60 | $0.00 | See FINRA Report |
| James Pender | 2959899 | 1 | 02/15/2006 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |