Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Cole | 4625843 | 1 | 10/06/2011 | Customer Dispute | Settled | $11,066.20 | $0.00 | See FINRA Report |
Laura Elaine Banasiewicz | 1391387 | 1 | 09/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joshua Andrew Stultz | 5211097 | 1 | 08/19/2011 | Customer Dispute | Denied | $7,991.10 | $0.00 | See FINRA Report |
Robert Lynn Hargrove | 2067000 | 4 | 05/17/2010 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
Ann J Wilson | 2096053 | 1 | 04/26/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Anthony Lee Allbright | 2376474 | 1 | 08/03/2009 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
Bruce Allen Joseph | 4588853 | 2 | 05/26/2009 | Customer Dispute | Settled | $28,151.20 | $0.00 | See FINRA Report |
Donna Panton Jackson | 2459647 | 5 | 04/21/2009 | Customer Dispute | Denied | $54,021.40 | $0.00 | See FINRA Report |
Robert Bruce Scarfo | 1068230 | 1 | 04/14/2009 | Customer Dispute | Denied | $20,700.00 | $0.00 | See FINRA Report |
Chinhak C Pak | 3140859 | 1 | 01/05/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |