Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Lynn Hargrove | 2067000 | 4 | 08/15/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Felix Alberto Bartolomei | 2813477 | 16 | 05/28/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Timothy Pester | 2643077 | 3 | 05/28/2014 | Customer Dispute | Settled | $8,300.00 | $0.00 | See FINRA Report |
Robert Lynn Hargrove | 2067000 | 4 | 09/09/2013 | Customer Dispute | Denied | $82,000.00 | $0.00 | See FINRA Report |
John Guenther Haller | 4160488 | 1 | 07/29/2013 | Customer Dispute | Settled | $6,397.43 | $0.00 | See FINRA Report |
Robert Lynn Hargrove | 2067000 | 4 | 06/12/2013 | Customer Dispute | Denied | $70,201.40 | $0.00 | See FINRA Report |
Jonathon James Allen | 2329509 | 1 | 06/11/2013 | Customer Dispute | Settled | $858,036.00 | $0.00 | See FINRA Report |
Lester John de Peralta | 4530043 | 1 | 01/09/2013 | Customer Dispute | Denied | $54,679.20 | $0.00 | See FINRA Report |
Charles Day Lutz | 3139350 | 1 | 03/16/2012 | Customer Dispute | Settled | $34,961.00 | $0.00 | See FINRA Report |
Thoeurn Indy | 2953101 | 1 | 10/19/2011 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |