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FINRA Broker Disclosures for Cuso Financial Services, L.P.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuso Financial Services, L.P.. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 94 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Donna Panton Jackson2459647507/11/2016Customer DisputeSettled$13,200.00$0.00See FINRA Report
Felix Alberto Bartolomei28134771606/16/2016Customer DisputeClosed-No Action$50,000.00$0.00See FINRA Report
Felix Alberto Bartolomei28134771603/09/2016Customer DisputeAward / Judgment$400,000.00$0.00See FINRA Report
Jeffrey Scott Dierksheide5927331102/26/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Felix Alberto Bartolomei28134771602/23/2016Customer DisputeSettled$243,000.00$0.00See FINRA Report
Michael Kent Thompson5362461306/08/2015Customer DisputeDenied$10,671.40$0.00See FINRA Report
Felix Alberto Bartolomei28134771603/12/2015Customer DisputeSettled$300,000.00$0.00See FINRA Report
Hector Frank Siqueiros2743196210/01/2014Customer DisputeDenied$6,000.00$0.00See FINRA Report
Jason Stephen Morrow4132163109/29/2014Customer DisputeDenied$9,234.07$0.00See FINRA Report
Brian Clarke Gates2376972608/20/2014Customer DisputeDenied$8,666.40$0.00See FINRA Report

94 Results

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