Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Ann Zemore | 4894314 | 2 | 06/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melvin Harvey Lawrence | 1943557 | 2 | 05/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alice Brattain Shagley | 3146455 | 3 | 05/13/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Colin Peter Figueroa | 5882321 | 1 | 05/10/2022 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Sandra Salmon | 2102321 | 7 | 04/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Allen Wegge | 2090709 | 2 | 04/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Stephan Scheithe | 1356047 | 1 | 04/04/2022 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Bobby Ray Payne | 1795408 | 6 | 03/22/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Laura Ann Pesek | 2382412 | 1 | 03/03/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rose M Dreiling | 2559463 | 2 | 02/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |