Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Harris Sears | 2205917 | 4 | 10/06/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Anthony N MacAluso | 5760371 | 3 | 10/03/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
David Thomas Russo | 2805759 | 2 | 09/14/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Jeffrey Daniel Shanine | 5476309 | 1 | 09/12/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Christopher David Buchanan | 2751145 | 2 | 08/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Damon Andrew Pierson | 2503656 | 1 | 07/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Craig Couch | 3098111 | 1 | 07/11/2022 | Customer Dispute | Settled | $64,080.00 | $0.00 | See FINRA Report |
Stephanie Ann Zemore | 4894314 | 2 | 07/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Angelo Dispirito | 2916894 | 3 | 06/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Richard Alan Skelton | 4782331 | 1 | 06/10/2022 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |