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FINRA Broker Disclosures for Woodbury Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 805 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Harris Sears2205917410/06/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Anthony N MacAluso5760371310/03/2022Customer DisputePending$5,000.00$0.00See FINRA Report
David Thomas Russo2805759209/14/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Jeffrey Daniel Shanine5476309109/12/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Christopher David Buchanan2751145208/19/2022Judgment / Lien$0.00$0.00See FINRA Report
Damon Andrew Pierson2503656107/27/2022FinancialFinal$0.00$0.00See FINRA Report
Anthony Craig Couch3098111107/11/2022Customer DisputeSettled$64,080.00$0.00See FINRA Report
Stephanie Ann Zemore4894314207/07/2022FinancialFinal$0.00$0.00See FINRA Report
Michael Angelo Dispirito2916894306/28/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Richard Alan Skelton4782331106/10/2022Customer DisputePending$5,000,000.00$0.00See FINRA Report

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