Our Staff has compiled our research into a database of FINRA Broker Disclosures for Haywood Securities (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Maxwell Moorehead | 7515096 | 1 | 11/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Kirk | 6470675 | 1 | 08/20/2021 | Customer Dispute | Closed-No Action | $99,962.00 | $0.00 | See FINRA Report |
| David Brian Elliott | 2814225 | 2 | 04/04/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Brian Elliott | 2814225 | 2 | 11/22/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nancylee Girling | 3185670 | 1 | 11/22/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Disbrow | 1999838 | 2 | 07/20/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Disbrow | 1999838 | 2 | 07/20/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David MacKenzie Lyall | 1999942 | 1 | 07/20/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tor Erich Schmidt | 4788593 | 1 | 02/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Alexander Smith | 2744914 | 1 | 03/01/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |