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FINRA Broker Disclosures for Arvest Wealth Management

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arvest Wealth Management. Search or filter the database to find more about a specific broker.

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Displaying 11-18 out of 18 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Justin Scott Boudreaux4252381102/05/2010Customer DisputeSettled$350,000.00$0.00See FINRA Report
Keith K Carter4703579106/05/2009Customer DisputeClosed-No Action$9,000.00$0.00See FINRA Report
Edwin A Alas4524845104/28/2009Customer DisputeSettled$10,379.00$0.00See FINRA Report
Anne Luke Boozer1337347104/25/2008Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Eric James Clay Eidson6195715104/07/2007CriminalFinal Disposition$0.00$0.00See FINRA Report
William Francis Hines2170957107/14/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Bruce James Knapp2466663107/23/2002Customer DisputeClosed-No Action$35,000.00$0.00See FINRA Report
Christopher Jerrod Schroeder5822558103/16/2001CriminalFinal Disposition$0.00$0.00See FINRA Report

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