Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arvest Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Justin Scott Boudreaux | 4252381 | 1 | 02/05/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Keith K Carter | 4703579 | 1 | 06/05/2009 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
Edwin A Alas | 4524845 | 1 | 04/28/2009 | Customer Dispute | Settled | $10,379.00 | $0.00 | See FINRA Report |
Anne Luke Boozer | 1337347 | 1 | 04/25/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Eric James Clay Eidson | 6195715 | 1 | 04/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Francis Hines | 2170957 | 1 | 07/14/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Bruce James Knapp | 2466663 | 1 | 07/23/2002 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
Christopher Jerrod Schroeder | 5822558 | 1 | 03/16/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |