Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Douglass Ellman | 2116368 | 4 | 06/25/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Sue Espinosa | 5865661 | 2 | 05/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Marc Mizrahi | 704712 | 5 | 11/05/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen James Csenge | 1236240 | 1 | 09/20/1991 | Customer Dispute | Settled | $41,970.00 | $0.00 | See FINRA Report |
| Henry Raymond Conkle | 1401115 | 1 | 08/12/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark David Yadron | 1520648 | 8 | 03/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Christopher Bellistri | 2221461 | 1 | 02/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Byron Williams | 468193 | 1 | 01/30/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Joseph Schnall | 1587999 | 3 | 07/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher James Bradshaw | 2929353 | 4 | 02/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |