Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Sack | 602561 | 2 | 06/02/2005 | Customer Dispute | Denied | $9,775.00 | $0.00 | See FINRA Report |
| David Marc Mizrahi | 704712 | 5 | 05/31/2005 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Daniel Alexander Cornwell | 2573062 | 1 | 05/25/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Fikes Hill | 1994380 | 1 | 05/13/2005 | Customer Dispute | Settled | $32,226.00 | $0.00 | See FINRA Report |
| Andrew Louis Dropkin | 4231224 | 4 | 05/09/2005 | Customer Dispute | Closed-No Action | $15,061.00 | $0.00 | See FINRA Report |
| Todd Allen Hynes | 1506034 | 1 | 04/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas J Biadas | 1523005 | 2 | 03/31/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jacob Mitrani Leon | 3119365 | 1 | 03/31/2005 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Robert L Bush | 36955 | 4 | 03/29/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Marc Mizrahi | 704712 | 5 | 02/07/2005 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |