Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Wayne Reno | 2763579 | 1 | 10/20/2008 | Customer Dispute | Denied | $73,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Filosa | 1798768 | 3 | 10/16/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Andrew Caylor | 3005714 | 1 | 09/18/2008 | Customer Dispute | Denied | $150.00 | $0.00 | See FINRA Report |
| Anthony Joseph Landi | 2865410 | 3 | 09/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Lamond Russell | 4192857 | 1 | 08/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Xareni Hernandez | 6596914 | 1 | 08/02/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Mason Bartenstein | 2503260 | 1 | 07/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Brian Hebets | 5369475 | 1 | 07/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Landi | 2865410 | 3 | 06/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Andrew Borgfeldt | 2192171 | 2 | 05/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |