Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Charles West | 1735378 | 5 | 07/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Franklin Jeffrey McElroy | 2237589 | 7 | 06/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Paul Crawford | 2578404 | 1 | 06/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Marc Mizrahi | 704712 | 5 | 05/07/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rainey Steven Rogers | 1839823 | 3 | 04/20/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Athishay Gangadharan | 5531128 | 2 | 04/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian L Johnson | 6285024 | 3 | 04/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Bradshaw | 2929353 | 4 | 04/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kile Eugene Lewis | 2606798 | 2 | 03/18/2015 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Shiraz Syed Zaidi | 5956510 | 1 | 02/25/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |