Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kestra Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Marc Mizrahi | 704712 | 5 | 05/07/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rainey Steven Rogers | 1839823 | 3 | 04/20/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kile Eugene Lewis | 2606798 | 2 | 03/18/2015 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Michael Louis Hoch | 2844875 | 1 | 02/13/2015 | Customer Dispute | Settled | $27,451.50 | $0.00 | See FINRA Report |
| Elad Gad Goren | 3188161 | 1 | 07/08/2014 | Customer Dispute | Settled | $1,215,330.00 | $0.00 | See FINRA Report |
| Robert Whittington Davis | 2137957 | 2 | 12/23/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher James Bradshaw | 2929353 | 4 | 08/27/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Kathleen Fish | 1826151 | 1 | 06/24/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mitchell Brian Walk | 3195375 | 6 | 06/05/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 02/15/2013 | Customer Dispute | Settled | $59,931.00 | $0.00 | See FINRA Report |